SOC Certification Services
SOC 1 evaluates a service provider's accounting and financial controls (Type I: point-in-time design review; Type II: design and operating effectiveness over 6–12 months). SOC 2 evaluates non-financial controls against the Trust Services Criteria (Security, Availability, Processing Integrity, Confidentiality, Privacy). SOC 3 is a public-facing high-level summary without detailed control descriptions.
Certification to SOC supports organizations in establishing a structured approach to management and demonstrating conformity through an objective assessment process.
What is SOC?
SOC is offered by QCC as part of our certification and advisory services, covering service organization control (soc) 1, 2, 3. It follows internationally recognized best practice and is tailored to your organization's scope and requirements.
Importance of SOC Certification
SOC certification demonstrates that an organization's service organization control (soc) 1, 2, 3 has been independently evaluated and found to conform to the requirements of the standard. It is widely recognized across industries and sectors.
- Provides independent assurance of conformity to service organization control (soc) 1, 2, 3 requirements
- Supports participation in tenders and contractual requirements
- Enhances consistency in organizational processes
- Strengthens credibility with interested parties
- Facilitates alignment with internationally accepted practices
Certification Process
The certification process is conducted in accordance with applicable standards and established audit principles, ensuring impartiality, consistency, and transparency.
Step 1 — Inquiry and Application Submission
The process is initiated upon receipt of an inquiry and a completed application form, providing details of the organization's activities, scope, and relevant information.
Step 2 — Application Review and Confirmation
The application is reviewed to determine the scope of certification, audit requirements, and necessary arrangements for the certification process.
Step 3 — Stage 1 Audit Planning
An audit plan for Stage 1 is prepared and communicated, defining the scope, objectives, and schedule of the audit.
Step 4 — Stage 1 Audit Conduct
A Stage 1 audit is conducted to evaluate management system documentation, assess site-specific conditions, and determine readiness for Stage 2.
Step 5 — Stage 2 Audit Planning
Following Stage 1, a detailed audit plan for Stage 2 is established for the evaluation of system implementation and effectiveness.
Step 6 — Stage 2 Audit Conduct
A Stage 2 audit is conducted to assess conformity of the management system with the applicable standard requirements.
Step 7 — Certification Decision and Issue of Certificate
An independent review of audit findings is carried out prior to the certification decision. Upon a positive certification decision, the certificate is issued.
Benefits of SOC
- Improved consistency of products and services
- Enhanced customer satisfaction
- Structured and controlled processes
- Objective measurement and monitoring of performance
- Continual improvement of the management system
Frequently Asked Questions
1. What does SOC certification represent?
It confirms that an organization's management system has been assessed and found to conform to SOC requirements.
2. What is SOC?
SOC 1 reports address a company's internal controls over financial reporting (ICFR), focusing on the effectiveness of controls related to financial processes, as defined under SSAE 18.
3. How is certification granted?
Certification is granted following successful completion of Stage 1 and Stage 2 audits and an independent certification decision process.
4. Is certification applicable to all organizations?
Yes, SOC is applicable to organizations of all sizes and sectors.
Why QCC Certification
- Impartial and independent certification activities
- Structured audit methodology in line with applicable standards
- Competent and qualified audit personnel
- Consistent and transparent certification process
- Adherence to applicable accreditation and regulatory requirements
Contact
For further information regarding SOC certification, please contact our office.